Chicago Financial & Commercial Matters Attorney

Situated for Your Success

Located in Chicago, Fata Law is uniquely experienced and positioned to handle complex investigations and enforcement actions on “home turf” for key regional financial regulators. Our practice includes SEC & FINRA Defense, CFTC & NFA Defense, Exchange Defense, Outside Compliance & Counsel, Executive Guidance, Investor Claims, and Business Litigation.
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Practice Areas

SEC Defense

Books and Records Requests Enforcement Investigations Enforcement Defense

CFTC Defense

Books and Records Requests Enforcement Investigations Enforcement Defense

FINRA Defense

Rule 8210 Responses Enforcement Investigations Enforcement Defense

Exchange Defense

Alleged Rules Violations Business Conduct Hearings

Outside General Counsel

Formation and Acquisition Employment & Noncompete Contracts Trademark & IP Protection Specialty Firm management

Executive Career Guidance

Entrepreneurs & Startups

Formation Contracts

Attorney Advertising. The Supreme Court of Illinois does not recognize certifications of specialties in the practice of law and the certificate, award or recognition is not a requirement to practice law in Illinois. The information on this website is for general purposes only and it should not be interpreted to indicate a certain result will occur in your specific legal situation. The information on this website is not legal advice and does not create an attorney-client relationship.