Fata Law LLC
Telephone: (773) 562-8669
  • Home
  • Practice Areas
  • Attorney Profile
  • News and Insights
  • Contact
Telephone: (773) 562-8669
  • Situated for Your Success

    Located in Chicago, Fata Law is uniquely experienced and positioned to handle complex investigations and enforcement actions on “home turf” for key regional financial regulators. Our practice includes SEC & FINRA Defense, CFTC & NFA Defense, Exchange Defense, Outside Compliance & Counsel, Executive Guidance, Investor Claims, and Business Litigation.

    Contact Us

Practice Areas

SEC Defense

Books and Records Requests Enforcement Investigations Enforcement Defense

CFTC Defense

Books and Records Requests Enforcement Investigations Enforcement Defense

FINRA Defense

Rule 8210 Responses Enforcement Investigations Enforcement Defense

Exchange Defense

Alleged Rules Violations Business Conduct Hearings

Outside General Counsel

Formation and Acquisition Employment & Noncompete Contracts Trademark & IP Protection Specialty Firm management

Executive Career Guidance

Entrepreneurs & Startups

Formation Contracts

Fata Law LLC Is Here for You

At Fata Law LLC, we focus on SEC & FINRA Defense, CFTC & NFA Defense, Exchange Defense, Outside Compliance & Counsel, Executive Guidance, Investor Claim and Business Litigation and we are here to listen to you and help you navigate the legal system.

Contact Us Today

Fata Law LLC is committed to answering your questions about SEC & FINRA Defense, CFTC & NFA Defense, Exchange Defense, Outside Compliance & Counsel, Executive Guidance, Investor Claim and Business Litigation law issues in the Greater Chicago area.

We'll gladly discuss your case with you. Contact us today to schedule an appointment.

Office Locations

Attorney Advertising. The Supreme Court of Illinois does not recognize certifications of specialties in the practice of law and the certificate, award or recognition is not a requirement to practice law in Illinois. The information on this website is for general purposes only and it should not be interpreted to indicate a certain result will occur in your specific legal situation. The information on this website is not legal advice and does not create an attorney-client relationship.
Copyright © 2025 Fata Law LLC
  • Terms of Use
  • Privacy Policy
  • Anti-spam
Website by LawLytics
Fata Law LLC
Telephone: (773) 562-8669
  • Home
  • Practice Areas
  • Attorney Profile
  • News and Insights
  • Contact
Contact Us